Smartria Resources
We’ve put these resources together to help you navigate our app, learn more about the compliance tools we provide and get support. We update it regularly, so be sure to check this page often. We strive to provide best-in-class, Software as a Partnership® support for our customers, and value your questions and feedback. Please let us know how we can make your experience awesome.
Read Our Blog
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Smartria and MirrorWeb Announce Partnership for Best-in-Class Compliance Solutions
Originally posted to PR Newswire –Together, the Companies Offer the Leading Integrated Compliance Program Management and Communications Supervision Platforms for RIA Firms KNOXVILLE, Tenn. and AUSTIN, Texas, July 10, 2024
Supreme Court Limits SEC Enforcement Power with Ruling on SEC v Jarkesy
On June 27, 2024, the Supreme Court rejected the SEC‘s use of penalizing fraud defendants in civil cases without a trial. The decision comes in
SEC Adopts New Regulation S-P Amendments
The SEC has announced adoption of amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information. The goal is to protect individuals
SEC Publishes Guidance on Marketing Rule
Post contributions from Ara Jabrayan On April 17, 2024, the SEC provided Registered Investment Advisers (RIAs) with observations regarding firms’ compliance with the Marketing Rule.
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Smartria and TradePMR, market leaders in compliance software and custodial services for RIAs, respectively, join forces to support RIA firm growth
In conjunction with TradePMR’s Synergy 2024 conference in Las Vegas, Smartria and TradePMR announced that the companies have partnered to integrate their platforms and deliver
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Smartria’s Integration with Altruist is Now Live!
Introducing Next-Level Compliance & RIA Trade Monitoring We’re thrilled to announce a game-changing partnership between Smartria and leading RIA custodian Altruist with the integration of
Client Stories
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