We’ve put these resources together to help you navigate our app, learn more about the compliance tools we provide and get support. We update it regularly, so be sure to check this page often. We strive to provide best-in-class, Software as a Partnership® support for our customers, and value your questions and feedback. Please let us know how we can make your experience awesome.
Read Our Blog
Smartria® Announces Partnership with StratiFi to Offer Innovative Risk and Compliance Management Solution
Originally posted to BusinessWire – An integration between award-winning platforms Smartria and StratiFi offers firms access to real-time integrated portfolio and employee risk dashboards within
Smartria® and Kitces.com Partner to Offer IAR Continuing Education
The new collaboration between Smartria and Kitces.com is key to providing online continuing education at scale and meeting the new North American Securities Administrators Association’s
SEC Investigation Will Become Speedier
SEC investigation will become quicker, according to its chair. According to a recent Reuters report SEC head Gary Gensler wants to “cut back” on meetings
How to Do Digital Transformation the Right Way With Fintech
The pandemic has accelerated fintech adoption, according to this recent column in Forbes and a report from the World Bank. “The study, which gathered data
Advisor owes $1.2 million after SEC found Ponzi-like scheme
As reported by Thinkadvisor.com A Colorado woman defrauded investors in a Ponzi-like scheme, according to a complaint filed by the SEC in October. The SEC
Gensler’s “Everything Crackdown” – Is Your Compliance Software Ready?
Bloomberg has called SEC Chief Gary Gensler’s enforcement an “everything crackdown,” so named because he’s taking on all aspects of private equity. Since he began