Your Company in the Right Headlines: How Smart Compliance Can Keep You Off the SEC’s Radar in 2025

You can’t outsource accountability—the words of Gurbir Grewal, SEC’s Director of Enforcement, landed like a drumbeat. What your firm says, builds, shares, or automates—if it reaches a client or touches decision-making—it’s yours to own. There’s no way around it. That same year, regulators issued over $5 billion in penalties. These weren’t edge cases. Most stemmed […]