Understanding the Books and Records Rule for RIAs: Compliance, Challenges & Solutions

Records Rule the World: Why Compliance Starts (and Ends) With Documentation   As pretentious as it might sound, history is written by those who keep the records. Contracts carved into Mesopotamian clay tablets laid the groundwork for commerce. The Medici bankers revolutionized accounting with double-entry bookkeeping. Today, regulatory frameworks like SEC Rule 204-2, MiFID II […]