Compliance Consulting
Smartria partners with the leading RIA compliance consulting firms in the business. Our compliance consulting partners use Smartria’s award-winning software to manage their clients’ compliance programs, publish content, review and approve filings, conduct marketing reviews, and otherwise help ensure that their clients remain compliant with SEC and FINRA rules and regulations. When you become a Smartria customer, our customer success team will help you find just the right consultant for your needs, all as a standard part of our white-glove onboarding services. Schedule a demo today, and we’ll make sure that finding a compliance consultant for your firm is a top priority. Already have a compliance consultant? Help us introduce them to Smartria, the leading independent compliance software solution for growing RIAs.
Managed Services
Does your RIA firm need compliance software, but lack the staffing and resources required to implement and maintain it? Don’t worry… we’ve got you covered. Smartria’s customer success team are experts in setting up, configuring, maintaining, and updating Smartria’s software solution on behalf of our clients. That allows you to focus on what matters most: relationships with your clients and growing your firm! What’s included?
- Onboarding: our white-glove onboarding service to make sure your compliance program on our platform is optimized from the jump.
- Training: get your employees up-to-speed quickly with our proven training program, so you create a culture of compliance with full firm participation.
- Monthly Maintenance: every month, a member of our team will login to your account on Smartria to conduct a health check and ensure things are running smoothly for your firm.
- Priority Support: our managed services customers take priority when you need help.
- Quarterly Checkins: our customer success team will meet with your team on a quarterly basis to assess your software configuration to ensure it continues to meet your firm’s needs.
When you sign on with Smartria, let your account representative know that you want our managed services too!
Custom Professional Services
We can provide all of the services listed above and more through our custom professional services option. Need help managing client or employee data from multiple sources? Acquired another firm and need to bring their employees up to speed quickly with customized training? No matter the need, contact your customer success representative for assistance.
