Scaling smartly with Smartria.
Whether your RIA is growing organically or through M&A, compliance is crucial. We've got you covered.
Scaling smartly with Smartria.
Your RIA is growing organically and through M&A. Compliance is crucial. We've got you covered.
Cost-effective scaling made simple.
1
Signup
Get started with Smartria by booking a demo, and one of our team members will show you our software and get you a customized proposal.
2
Startup
Start using Smartria right away, and work with our US-based customer success team to get configured for your specific needs.
3
Scale
Leverage our automated employee onboarding capabilities to easily add your team members to your compliance program.
4
Supervise
Gain 100% visibility into all your firm's employees compliance task status, and intervene when needed.
5
Score!
Celebrate the fact that you now have an industry-leading compliance program that will easily scale with your business without having to add compliance staff.
Cost-effective scaling made simple.
1
Signup
Get started with Smartria by booking a demo, and one of our team members will show you our software and get you a customized proposal.
2
Startup
Start using Smartria right away, and work with our US-based customer success team to get configured for your specific needs.
3
Scale
Leverage our automated employee onboarding capabilities to easily add your team members to your compliance program.
4
Supervise
Gain 100% visibility into all your firm's employees compliance task status, and intervene when needed.
5
Score!
Celebrate the fact that you now have an industry-leading compliance program that will easily scale with your business without having to add compliance staff.
You can manage it all from one place.
Initial Holdings
Annual Attestations
Pre-Clearance Requests
Policy Training Completion
Code of Ethics Sign-Off
Outside Business Activity
You can manage it all from one place.
Initial Holdings- Annual Attestations
- Pre-Clearance Requests
- Policy Training Completion
- Code of Ethics Sign-Off
- Outside Business Activity
Easy Employee Onboarding
Smartria's industry-leading software platform features automated employee onboarding for your compliance program. Enter a name, email address, and start date, and our algorithms take it from there, teeing up compliance tasks for each new team member.
Role-based permissions enable flexible and cost-effective pricing.
Compliance
Compliance users have full access to the platform’s features, including admin controls, task oversight, and risk monitoring. Ideal for CCOs and supervisors, this role provides complete visibility and control over firm-wide compliance. Priced at the top tier, it delivers maximum value for leadership teams.
Advisor
Advisor users can complete tasks, respond to attestations, and manage their compliance calendar with ease. Designed for RIAs and support staff, this role balances functionality with simplicity. It’s priced mid-tier, offering essential tools without the extra overhead.
Access
Access users get limited, task-specific access—perfect for occasional contributors who need to upload documents or respond to requests. This role is the most affordable, allowing firms to extend platform access cost-effectively across the team.
Role-based permissions enable flexible and cost-effective pricing.
Compliance
Compliance users have full access to the platform’s features, including admin controls, task oversight, and risk monitoring. Ideal for CCOs and supervisors, this role provides complete visibility and control over firm-wide compliance. Priced at the top tier, it delivers maximum value for leadership teams.
Advisor
Advisor users can complete tasks, respond to attestations, and manage their compliance calendar with ease. Designed for RIAs and support staff, this role balances functionality with simplicity. It’s priced mid-tier, offering essential tools without the extra overhead.
Access
Access users get limited, task-specific access—perfect for occasional contributors who need to upload documents or respond to requests. This role is the most affordable, allowing firms to extend platform access cost-effectively across the team.
Mergers & Acquisitions? Oh my!
Mergers and acquisitions (M&A) can be incredibly complex business transactions and transitions. It doesn't have to be that way for your compliance program. From using our portfolio capability to manage multiple firms in a rollup, the reporting via branches, and other features in between, we can help design and implement a winning strategy for scaling your compliance program through M&A.
Mergers & Acquisitions? Oh my!
Mergers and acquisitions (M&A) can be incredibly complex business transactions and transitions. It doesn't have to be that way for your compliance program. From using our portfolio capability to manage multiple firms in a rollup, the reporting via branches, and other features in between, we can help design and implement a winning strategy for scaling your compliance program through M&A.
