Small firm. Big Ambitions.

Whether you're just getting started or just getting around to implementing automated compliance software, we've got you covered, from onboarding to ongoing disclosures.
Book a Demo

Small firm. Big Ambitions.

Whether you're just getting started or just getting around to implementing automated compliance software, we've got you covered, from onboarding to ongoing disclosures.
Book a Demo

No dedicated compliance team?
No sweat.

1

Configure

Customize Smartria so that it works the way you work and not the other way around.

2

Onboard

Our US-based customer success team will help you get up and running in no time.

3

Train

Together, we'll train the other members of your team to easily establish new compliance workflows.

4

Use

Make it a habit to use your new compliance software as part of your daily routines.

5

Relax

Focus on client relationships and growing your business with the peace of mind that compliance is covered.

No dedicated compliance team? No sweat.

1

Configure

Customize Smartria so that it works the way you work and not the other way around.

2

Onboard

Our US-based customer success team will help you get up and running in no time.

3

Train

Together, we'll train the other members of your team to easily establish new compliance workflows.

4

Use

Make it a habit to use your new compliance software as part of your daily routines.

5

Relax

Focus on client relationships and growing your business with the peace of mind that compliance is covered.

You can manage it all from one place.

Initial Holdings
Pre-Clearance Requests
Outside Business Activity
Policy Training Completion
Annual Attestations
Code of Ethics Sign-Off

You can manage it all from one place.

  • Initial Holdings
  • Pre-Clearance Requests
  • Outside Business Activity
  • Policy Training Completion
  • Annual Attestations
  • Code of Ethics Sign-Off

Outside Assistance Available

Many of our customers work with compliance consultants and outsourced CCOs who are granted access to their Smartria compliance programs. Need help finding help? We can help! Let us match you with one of the many leading compliance consultants who know and use our software to serve you.

Cost-effective and easy to use.

As a new or small RIA firm, you probably keep a close eye on your expenses. We won't break the bank. Our customers often sign up because we offer the best price and value on the market.
And they stick with us for years because Smartria is easy to use, even for the employees who log in less frequently.
Book a Demo